It was responsible for enforcement, monitoring and market oversight of the securities markets, authorising participants and promoting public understanding of investments. The Customer Contact Centre's (CCC) business hours are Monday to Friday 8:30 am to 5:00 pm (local time) in each state and territory. Please note that all Australia Post mail must be sent for processing to GPO Box 9827 Brisbane Qld 4001. Nassau, The Bahamas. the address of each member of a proprietary company (if there are less than 20 members), the company's contact address (if it chooses to have one). E-mail: info@sec.gov.bd; secbd@bdmail.net . If you are enquiring about an Australian Business Number you will need to contact the Australian Business Register. Please refer to our Privacy Policy. Timing: 9:00 AM to 5:00 PM. If you have difficulty speaking or understanding English, call the interpreting service, TIS National, on 131 450. If you have received correspondence from ASIC and you wish to respond in writing please send your response to the address printed on the letter. Explore Now > Global engagement. 1-202-551-4119 (Disability Program) Toll Free: 1-800-732-0330 (Investor Information) Forms: Securities Margin Finance ("SMF") Suitability. Contact Address Print Font Size. 1/11/2021 - Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams 12/28/2020 - Investors Need to Do More Than Eat Greens on New Year's Day to Prosper. If you can't find the information you are looking for on this website, we have a range of services to help. Sydney office physical address and courier deliveries. Insider Report Late Fee Payment. The statements will be passed on by the ATO to ASIC and then available for purchase from ASIC's 'Companies and Organisations' register. Report an investment fraud. You can ask us a question online. Enquiry types that can be answered through our web chat service include: Please note that our self-service kiosk in Melbourne is temporarily closed in light of public health concerns. About us, how we regulate and the laws we administer. Hours of business vary between states and territories. We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. ASIC has offices in each state and territory. Report misconduct to ASIC 30, 3rd Circular Road, Cantonments, Accra. Web chat is available from Monday to Friday 9:00 AM to 5:00 PM AEST. About us, how we regulate and the laws we administer. File an Investor Complaint. As our Customer Contact Centre is located in regional Victoria, we are adhering to the recent government directions regarding face coverings. File a Complaint Reporting Issuer List Mail for Sydney office GPO Box 9827 Brisbane Qld 4001 DX: 653 Sydney. If you choose to ask us a question online we will request your personal details so that we can contact you to discuss your enquiry and seek further information if required. Other options, including by phone, are available if you prefer to remain anonymous. Information about applying for and maintaining your licence or professional registration. It was formed on March 1, 1993 and headquarters in Kuala Lumpur, Malaysia. These enquiries are not handled by us. TIS National will then call us with an interpreter so we can help you with your query. The Securities Commission of The Bahamas (“the Commission”), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence. Box N- 8347. Contact. When can you raise funds without a disclosure document? Website of the Securities and Exchange Commission of Zimbabwe (SECZ). Do you have information about possible misconduct occurring in an organisation or activity that ASIC regulates? Office of Minority and Women Inclusion Pamela Gibbs, Director (202) 551-6046 OMWI@sec.gov. How ASIC regulates financial services and products and what to do when you have a problem with your finances. China Securities Regulatory Commission - CSRC: The main securities regulatory body in China, which was created in 1992 and governs over all securities exchanges and … The Securities Commission of The Bahamas is in the process of developing a comprehensive whistleblower programme for legislation under its administration. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. We respect your right to complain about our services, actions, decisions or staff and will treat your complaint seriously and confidentially. Information and guides to help to start and manage your business or company. How ASIC regulates financial services and products and what to do when you have a problem with your finances. The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic. Genus Life Insurance is contacting customers. Payment options are listed at the bottom of invoices issued by ASIC. Information and guides to help to start and manage your business or company. Securities Commission (SC) is a Legal body in Malaysia commissioned with the liability of controlling and consistently creating the capital markets. What disclosure documents do you need to give potential investors when raising funds? The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. The securities division of the Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province. There are some transactions we cannot do over the phone. All staff are required to wear face coverings whilst at work, including when answering phone enquiries. Securities Commission Malaysia No. Find out more about lodging a complaint about ASIC. You can contact the Australian Business Register at www.abr.gov.au. For current and planned system outages see our service availability page. What disclosure documents do you need to give potential investors when raising funds? 18 of 2003 and Act no. Phone: +880-2-55007131, +880-2-55007132. If we receive information that an address may be incorrect or when mail gets returned, we may highlight this fact in our register. 3, Persiaran Bukit Kiara, Bukit Kiara, 50490 Kuala Lumpur 31A East Bay Street. Find an application form. Note: This address is not for general enquiries about our services. The Securities Commission was an independent Crown entity of the government of New Zealand and the main regulator of investments. Alternatively if you wish to write to us you can mail your correspondence to: Australian Securities and Investments Commission GPO Box 9827 Brisbane QLD 4001. To return to the main menu, press '9'. Alternatively if you wish to write to us you can mail your correspondence to: Australian Securities and Investments CommissionGPO Box 9827Brisbane QLD 4001. TIS National provides interpreting in more than 160 languages. Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong General enquiries. Information about applying for and maintaining your licence or professional registration. Toll-Free … Below is a list of the phone menu options for our most common enquiries. More information about ASIC's search services is available here. Search ASIC's registers to find information about companies, business names, persons, lodged documents, and much more. Check business name details are up to date, Request an alternative registration period for business name, Steps to transfer a business name to a new owner, Steps to register a business name with a transfer number, ASIC-initiated cancellation of business name. The CCC closes for business on national public holidays and has limited services available on public holidays for each state and territory. The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. Address: Securities and Exchange Commission of Pakistan, NIC Building, 63 Jinnah Avenue, Blue Area, Islamabad. For more information about payment options visit our website at www.asic.gov.au/payment-options. P.O. If you have received correspondence from ASIC and you wish to respond in writing please send your response to the address printed on the letter. Visit their website at http://relayservice.gov.au/. To contact us for help: Call us at 1-800-732-0330; Use our online forms to ask a question or report a problem concerning your investments Email us at Help@sec.gov; Fax us at 1-202-772-9295; Write us at: U.S. Securities and Exchange Commission Contact - Securities and Exchange Commission Ghana - SEC Ghana. Business hours: Monday to Friday 8 a.m. - 5 p.m. Closed on statutory holidays. I'm a company officeholder, what are my registration obligations? Please note: Our main office, including the mailroom, will close at 12 noon on Thursday, December 31. You can also click the links below for more information on our website. If you are having difficulties using ASIC Connect or other online services to complete specific tasks you can report the issue. The contact details for the Securities and Exchange Commission of Pakistan are as follows: SECP Head Office . BANGLADESH SECURITIES AND EXCHANGE COMMISSION Securities Commission Bhaban E-6/C, Agargaon Sher-e-Bangla Nagar Administrative Area Dhaka-1207, Bangladesh. Fundraising restrictions on advertising and cold calling, Consolidation of fundraising instruments and guidance, Public comment on ASIC's regulatory activities, Private court proceedings - ASIC involvement, Recovery of investigation expenses and costs, Lawful disruption of access to online services, 370 Officeholder notifies resignation/retirement, Registering or transferring a business name, Checking your account balance or requesting an invoice. Small business resources in other languages, Professional standards for financial advisers, Appointing and ceasing an AFS authorised representative, Applying for and managing your credit licence, Varying or cancelling your credit licence, Tips for applying for auditor registration, Applying for auditor or authorised audit company registration, Your ongoing obligations as a registered company auditor, Changing your auditor registration details, Self-managed superannuation fund (SMSF) auditors, Updating your details and submitting requests to ASIC, Your ongoing obligations as an SMSF auditor, Applying for and managing your liquidator registration, Your ongoing obligations as a registered liquidator, Changing or cancelling your liquidator registration, Registered liquidator transactions on the ASIC Regulatory Portal, Licensed and exempt clearing and settlement facilities, COVID-19 information – Managed investment schemes, Competition in the funds management industry, Superannuation guidance, relief and legislative instruments, Insolvency for investors and shareholders, Director oversight of financials and audit, Corporate actions involving share capital, Changes to how you lodge fundraising and corporate finance documents. Each state and territory office hosts kiosk based services for lodging online. We are unable to take payments over the phone. We appreciate your patience at this time and apologise for any inconvenience this may cause. Phone Number: 1-202-551-6551. Fax: +880-2-55007106. 47 of 2009. and Address is 3, Persiaran Bukit Kiara, Bukit Kiara 50490 Kuala Lumpur. Office of Legislative and Intergovernmental Affairs Holli Heiles Pandol, Director (202) 551-2010. 26 of 1991, Act No. If you have any difficulties with lodging documents, please phone the Customer Contact Centre on 1300 300 630. Address. By mailing directly to ASIC's Traralgon Offices: Apply for, vary, or cancel a registration. Office Address: Emmanuel Y. Artiza General Accountant eyartiza@sec.gov.ph: 8818-9763 8818-6120: 285: 3/F Secretariat Building PICC Complex, Roxas Boulevard Pasay City, 1307: SEC Oversight Assurance Review Guada May S. Preciados Assistant Director gmspreciados@sec.gov.ph: 8818-9795: 318: 3/F Secretariat Building PICC Complex, Roxas Boulevard Pasay City, 1307 It was replaced on 1 May 2011 by the Financial Markets Authority.. We can only provide information to persons who are authorised to act on behalf of the entity for which they are calling. We aim to respond to your enquiry within 3 business days. Visit ASIC's website for more information. The Commission has conducted several investigations and recommendations have made to relevant agencies to file proceedings against people implicated breaches of the law. SEDI is the System for Electronic Disclosure by Insiders, established by securities regulatory authorities. If you experience difficulty hearing or understanding our staff over the phone, you are encouraged to ask us a question online. To ensure trust and confidence in the capital market, the SC regulates the capital market based on the principles of transparency and proportionality to commensurate with the risks posed. When can you raise funds without a disclosure document? If you are not authorised to act on behalf of the entity, we can only provide general information and no specific entity information will be disclosed. Document lodgements can be made online, via an agent or mailing directly to ASIC. Product design and distribution obligations, Temporary restructuring relief for small business, More releases, articles, news, speeches and podcasts, Check business name details are up to date, Request an alternative registration period for business name, Steps to transfer a business name to a new owner, Steps to register a business name with a transfer number, ASIC-initiated cancellation of business name. The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. Securities and Exchange Commission (SEC) Contact: Contact the Securities and Exchange Commission. Alberta Securities Commission. Creating a sound and safe investment environment in the securities and capital markets in Zimbabwe and beyond. Everything you need to know about the areas we regulate. Everything you need to know about the areas we regulate. Understand what SCB’s examination priorities are. The ASIC Regulatory Portal has replaced other channels as the primary way to submit applications for relief and various fundraising and corporate finance documents to ASIC. Fundraising restrictions on advertising and cold calling, Consolidation of fundraising instruments and guidance, Public comment on ASIC's regulatory activities, Private court proceedings - ASIC involvement, Recovery of investigation expenses and costs, Lawful disruption of access to online services, Temporary restructuring relief for companies, 370 Officeholder notifies resignation/retirement, Apply for, vary, or cancel a registration. These addresses are visible when conducting a company search. For some enquiries, you can contact us through our web chat service. Mining. The Securities Act 1997 empowers the SCPNG to investigate persons and organisations which breaches the provisions of the Securities Act 1997, Securities Regulation 1998, and the Takeovers Code 1998. To hear the options again, press '8'. Lodging prospectuses and other disclosure documents. For website content issues (including broken links) or to make general comments and suggestions about usability email feedback@asic.gov.au. Find out if an entity is registered/licensed by the Commission. Securities Commission Malaysia Legislation and Guidelines. Our self-service kiosks are open Monday-Friday, except on public holidays and during ASIC's close down period between Christmas and New Year's day. Contact Us Complain or Report File an Investor Complaint Office of the Whistleblower Securities Law & Policy ... Alberta Securities Commission Highlights Top … Lodging prospectuses and other disclosure documents. 36 of 1987 as amended by Act No. For information about general purpose financial statements or SGEs, please contact SGE@ato.gov.au. SFC Fintech contact point. Access information about the Mining sector and NI 43-101 Document lodgement boxes have been removed from all ASIC offices. Others. The Securities and Financial Services laws of The Bahamas, the Securities Industry Act, 2011, the Investment Funds Act, 2019, and the Financial and Corporate Service Providers Act, 2000 require all market participants operating in or from The Bahamas and products offered to the public to be licensed by or registered with the Securities Commission. Office address Level 5 100 Market Street Sydney NSW 2000. Small business resources in other languages, Professional standards for financial advisers, Appointing and ceasing an AFS authorised representative, Applying for and managing your credit licence, Varying or cancelling your credit licence, Tips for applying for auditor registration, Applying for auditor or authorised audit company registration, Your ongoing obligations as a registered company auditor, Changing your auditor registration details, Self-managed superannuation fund (SMSF) auditors, Updating your details and submitting requests to ASIC, Your ongoing obligations as an SMSF auditor, Applying for and managing your liquidator registration, Your ongoing obligations as a registered liquidator, Changing or cancelling your liquidator registration, Registered liquidator transactions on the ASIC Regulatory Portal, Licensed and exempt clearing and settlement facilities, COVID-19 information – Managed investment schemes, Competition in the funds management industry, Superannuation guidance, relief and legislative instruments, Insolvency for investors and shareholders, Director oversight of financials and audit, Corporate actions involving share capital, Changes to how you lodge fundraising and corporate finance documents. Main Address: 100 F St., NE Washington, DC 20549. Office of Investor Education and Advocacy Lori Schock, Director (202) 551-6500 Contact. Tel: +233-302-768970-2, info@sec.gov.gh If you are deaf or have a hearing or speech impairment, you can phone us through the National Relay Service. We suggest asking us a question online instead. If you've received an email claiming to be from ASIC and are unsure of its authenticity, visit 'Scams targeting ASIC customers' for more information. Further, not all of ASIC’s offices have a reception area that is staffed. See a listing of securities laws. Which they are calling issued by ASIC e-mail: info @ sec.gov.bd ; secbd @ bdmail.net to complain about services! New Zealand and the laws we administer 160 languages do when you difficulty! Find information about applying for and maintaining your licence or professional registration aim to respond to your enquiry within business... 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